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Regulation

Telos can mobilise some of the most experienced - and high profile - compliance experts in the financial services industry.

All regulated firms need to consider the difference between being half a step behind - and half a step in front.

Being half a step behind requires the full effort and cost to be compliant - but risks falling foul of the regulators.

Being half a step ahead doesn't cost much more in the short term but saves a huge amount in the medium term, and creates elbow room to integrate compliance into the business efficiently.

It's possible to get half a step ahead by taking the regulators speeches, comments and informal briefings into account, by understanding how the regulator is likely to think - and by talking to us. That's where we operate, and that's where our successful clients are now.

Regulation services

  • Skilled persons reports (s166 and s166A)
  • Relationship with FCA
  • Systems and Controls (SYSC)
  • Conduct of Business
  • Regulated advice
  • Regulatory authorisations
  • Complaints and dispute resolution
  • Past business reviews and remediation
  • Audit & Post implementation review

Industry sectors

  • Consumer credit
  • Mortgages
  • Intermediaries
  • Life, Health and Pensions businesses
  • Wealth Management
  • Building Societies
  • Friendly Societies
  • Banking
  • Peer to Peer Lending

Although more than half of our business is driven by regulation, we have experience and skills in all aspects of financial services and can tackle the most difficult problems...

Difficult problems

Some business problems just don’t seem to go away. Temporary fixes can be implemented, but the problems inevitably return.

 This type of recurring problem can sap the whole organisation. There is no easy fix.

The essential ingredient is business wisdom: people who know that simple logic, no matter how clever, is rarely sufficient.


That's why all our consultants are heavily experienced: there is no substitute.

Experience

  • Management of projects and large programmes
  • Merger negotiation and integration
  • External challenge on risk and governance
  • Resolving stuck/overblown projects
  • Building consensus around complex issues
  • CEO and Director mentoring
  • Anonymous research
  • Interim management

Skills

  • Project management
  • Group facilitation and leadership
  • Strategy development and delivery
  • Building strong stakeholder relationships
  • Large programme management
  • Resolution of technical problems
  • Coaching for results
  • Financial services technical skills
Most of our work is confidential in nature so details cannot be published. We are happy to provide more specific information about work we have undertaken.

Let's talk!

Let us know if we can tell you more about our practical experience and the skills we are able to provide.